Home > Insider Trading > Filing (0000914190-21-000351)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
728447	Evo Transportation & Energy Services Inc.	EVOA	Retail-Auto Dealers & Gasoline Stations (5500)	371615850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1699501	Scott Ronald Wheeler	2075 West Pinnacle Peak Road Suite 130 Phoenix AZ 85027	Chief Administrative Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-02-07	10,000	$0.00	10,000	No	4	A	Direct
Common Stock	Acquisiton	2020-02-27	60,000	$2.50	70,000	No	4	P	Direct
Common Stock	Disposition	2020-03-24	60,000	$2.50	10,000	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	P	Direct
No	4	J	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Acquisiton	2020-05-07	20,000	$0.00	20,000	$2.50
Common Stock	Series B Preferred Stock	Acquisiton	2020-03-24	50,000	$0.00	50,000	$3.00
Common Stock	Common Stock Warrant (right to buy)	Acquisiton	2021-02-01	750,000	$0.00	750,000	$1.50
Common Stock	Convertible Promissory Note	Disposition	2021-03-30	0	$0.00	0	$2.50
Common Stock	Common Stock Warrant (right to buy)	Acquisiton	2021-03-30	41,703	$0.00	41,703	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000		2030-05-07	No	4	A	Direct
50,000			No	4	J	Direct
750,000		2031-02-01	No	4	A	Direct
0	2019-07-20	2020-07-31	No	4	J	Direct
41,703		2028-07-20	No	4	J	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$2.50		2028-08-13	100,000	100,000	Direct
Common Stock	Common Stock Warrant (right to buy)	$2.50		2028-07-20	40,000	40,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-08-13	100,000	100,000	Direct
2028-07-20	40,000	40,000	Direct

Footnotes

Represents stock received at the election of the Reporting Person, in lieu of cash payment, as a retainer for service as a director of the Company.
On March 24, 2020, the Company entered into a stock redemption agreement with the Reporting Person pursuant to which the Company redeemed 60,000 shares of its common stock, par value $0.0001 per share, held by Reporting Person and agreed to issue 50,000 shares of its Series B Preferred Stock, par value $0.0001 per share to Reporting Person, in exchange therefor.
Fully exercisable.
Note amount does not reflect accrued interest and is convertible into shares of common stock at $2.50 per share.
Each share of Series B Preferred Stock is convertible at any time at the election of the Reporting Person into an equal number of shares of common stock and does not have an expiration date.
The Reporting Person exchanged the $100,000 secured convertible promissory note for $16,689 in cash and a warrant to purchase 41,703 shares of common stock.