Filing Details
- Accession Number:
- 0001601712-21-000263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 16:53:44
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-03 16:53:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1839722 | Curtis Howse | 777 Long Ridge Road C/O Corporate Secretary Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-01 | 11,610 | $24.55 | 75,807 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 11,610 | $49.09 | 64,197 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 8,577 | $30.41 | 72,774 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 8,577 | $49.09 | 64,197 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 11,852 | $29.33 | 76,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 11,852 | $49.09 | 64,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-09-01 | 10,000 | $49.09 | 54,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-09-01 | 11,610 | $0.00 | 11,610 | $24.55 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-09-01 | 8,577 | $0.00 | 8,577 | $30.41 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-09-01 | 11,852 | $0.00 | 11,852 | $29.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-09-17 | No | 4 | M | Direct | |
| 0 | 2025-04-01 | No | 4 | M | Direct | |
| 0 | 2026-04-01 | No | 4 | M | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
- The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
