Filing Details
- Accession Number:
- 0001013857-21-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 16:41:57
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-03 16:41:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1855325 | Kerim Rifat Akgonul | C/O Pegasystems Inc. One Rogers Street Cambridge MA 02142 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-01 | 4,400 | $25.20 | 49,809 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-01 | 2,390 | $140.72 | 47,419 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-09-01 | 2,010 | $140.81 | 45,409 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-02 | 370 | $0.00 | 45,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-02 | 109 | $141.10 | 45,670 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-09-03 | 334 | $0.00 | 46,004 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-03 | 109 | $141.01 | 45,895 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-09-01 | 4,400 | $0.00 | 4,400 | $25.20 |
| Common Stock | Restricted Stock Units | Disposition | 2021-09-02 | 370 | $0.00 | 370 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-09-03 | 334 | $0.00 | 334 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,777 | 2017-03-09 | 2026-03-09 | No | 4 | M | Direct |
| 739 | 2018-03-02 | No | 4 | M | Direct | |
| 4,681 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Akgonul's tax liability, which were paid by way of the Company withholding shares of equal value.
- Represents a 5% vesting on September 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents a 5% vesting on September 3, 2021. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly amounts over the next four years.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
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