Filing Details

Accession Number:
0001016281-21-000178
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-03 16:19:07
Reporting Period:
2021-09-01
Accepted Time:
2021-09-03 16:19:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1816945 R. Carlos Quezada 3040 Post Oak Blvd.
Suite 300
Houston TX 77056
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-01 6,667 $18.02 11,366 No 4 M Direct
Common Stock Disposition 2021-09-01 2,657 $47.20 8,709 No 4 F Direct
Common Stock Disposition 2021-09-01 4,010 $47.45 4,699 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-09-01 6,667 $18.02 6,667 $18.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,333 2030-06-25 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Award $0.00 2024-12-31 13,974 13,974 Direct
Common Stock Stock Options $34.79 2031-02-17 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-12-31 13,974 13,974 Direct
2031-02-17 50,000 50,000 Direct
Footnotes
  1. Represents shares withheld on 9/1/2021 to cover the option price and taxes associated with the exercise of stock options.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.44 to $47.53, inclusive. The reporting person undertakes to provide to Carriage Services, Inc. any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan of which 1/3 vested on 6/25/2021 and 1/3 will vest each year on 6/25/2022 and 6/25/2023. 6,667 options were exercised on 9/1/2021. The options expire on 6/25/2030.
  4. Pursuant to the 2017 Omnibus Plan, the target share awards for the eligible employee will vest on December 31, 2024 if the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of June 25, 2020 and ending on December 31, 2024.
  5. Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. The options expire on 2/17/2031.