Home > Insider Trading > Filing (0001683168-21-004095)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1420520	Atomera Inc	ATOM	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1680612	Francis Laurencio	C/O Atomera, Inc. 750 University Avenue, Suite 280 Los Gatos CA 95032	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-09-01	3,655	$24.40	62,287	No	4	S	Direct
Common Stock	Disposition	2021-09-02	1,500	$24.54	60,787	No	4	S	Direct
Common Stock	Acquisiton	2021-09-02	2,000	$3.90	62,787	No	4	M	Direct
Common Stock	Disposition	2021-09-02	2,000	$24.53	60,787	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2021-09-02	2,000	$0.00	2,000	$3.90

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
66,923	2019-06-01	2029-02-27	No	4	M	Direct

Footnotes

Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.