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Home > Insider Trading > Filing (0001209191-21-054697)

Filing Details

Accession Number:: 0001209191-21-054697
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2021-09-03 15:17:25
Reporting Period:: 2021-06-09

Accepted Time:: 2021-09-03 15:17:25
Original Submission Date:: 2021-07-01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591587	Assetmark Financial Holdings Inc.	AMK	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1311476	H Jeremiah Chafkin	C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520	Evp, Chief Investment Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-06-09	430	$25.68	406,459	No	4	S	Indirect	The Chafkin Family Revocable Living Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	The Chafkin Family Revocable Living Trust

Footnotes

Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.