Filing Details

Accession Number:
0000950142-21-002806
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-02 21:57:47
Reporting Period:
2021-09-01
Accepted Time:
2021-09-02 21:57:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Inc. APO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1106636 Joshua Harris C/O Apollo Global Management, Inc.
9 West 57Th Street, 43Rd Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-09-01 95,674 $0.00 95,674 No 4 M Indirect See footnote
Class A Common Stock Disposition 2021-09-01 20,235 $59.89 75,439 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-09-01 74,039 $60.87 1,400 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-09-01 1,400 $61.39 0 No 4 S Indirect See footnote
Class A Common Stock Acquisiton 2021-09-02 60,871 $0.00 60,871 No 4 M Indirect See footnote
Class A Common Stock Disposition 2021-09-02 60,871 $61.17 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 M Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Apollo Operating Group Disposition 2021-09-01 95,674 $0.00 95,674 $0.00
Class A Common Stock Apollo Operating Group Disposition 2021-09-02 60,871 $0.00 60,871 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Indirect
0 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,350,000 Direct
Class A Common Stock 1,800,000 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Apollo Operating Group $0.00 0 36,407,658 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 36,407,658 Indirect
Footnotes
  1. Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").
  2. By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.3700 to $60.3650, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.3700 to $61.3600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.3700 to $61.4100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.8300 to $61.6900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  7. By MJH Partners Holdings II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
  8. The AOG units were fully vested as of December 31, 2011 and do not expire.
  9. Pursuant to Instruction 4(c)(iii), this response has been left blank.
  10. By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds approximately 91% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement.