Filing Details
- Accession Number:
- 0000899243-21-035000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-02 20:52:43
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-02 20:52:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1787400 | Nkarta Inc. | NKTX | Pharmaceutical Preparations (2834) | 474515206 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1853197 | Ralph Brandenberger | C/O Nkarta, Inc., 6000 Shoreline Court, Suite 102 South San Francisco CA 94080 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-01 | 340 | $0.41 | 340 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-09-01 | 405 | $4.77 | 745 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-09-01 | 1,358 | $3.89 | 2,103 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-09-01 | 2,037 | $3.89 | 4,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-01 | 4,140 | $32.08 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-01 | 340 | $0.00 | 340 | $0.41 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-01 | 405 | $0.00 | 405 | $4.77 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-01 | 1,358 | $0.00 | 1,358 | $3.89 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-01 | 2,037 | $0.00 | 2,037 | $3.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,047 | 2028-07-18 | No | 4 | M | Direct | |
9,595 | 2029-05-10 | No | 4 | M | Direct | |
32,142 | 2029-09-05 | No | 4 | M | Direct | |
48,213 | 2029-09-05 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
- The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on April 2, 2022.
- The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022.
- The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.
- The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.