Filing Details
- Accession Number:
- 0001079973-21-000883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-02 18:35:33
- Reporting Period:
- 2021-08-19
- Accepted Time:
- 2021-09-02 18:35:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128189 | Protokinetix Inc. | PKTX | Pharmaceutical Preparations (2834) | 943355026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612614 | Richard Michael Guzzetta | 412 Mulberry Street Marietta OH 45750 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-19 | 2,500 | $0.11 | 703,869 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-08-26 | 1,000 | $0.15 | 704,869 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-09-01 | 1,500 | $0.15 | 706,369 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.11 | 2028-08-03 | 7,500,000 | 7,500,000 | Direct | |
| Common Stock | Stock Option | $0.11 | 2028-08-03 | 260,000 | 260,000 | Direct | |
| Common Stock | Stock Option | $0.09 | 2023-11-08 | 4,000,000 | 4,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-08-03 | 7,500,000 | 7,500,000 | Direct |
| 2028-08-03 | 260,000 | 260,000 | Direct |
| 2023-11-08 | 4,000,000 | 4,000,000 | Direct |
Footnotes
- Purchase of shares on the open market.
- Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
- Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months.
- Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.
Billionaire Hedge Funds
