Filing Details
- Accession Number:
- 0001209191-11-027345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 17:22:09
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 17:22:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1107332 | Dendreon Corp | DNDN | Pharmaceutical Preparations (2834) | 223203193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230157 | Jr F Richard Hamm | 3005 First Avenue Seattle WA 98121 | Svp, General Counsel Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-06 | 3,149 | $4.90 | 223,840 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 8,250 | $12.12 | 232,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 1,406 | $39.18 | 230,684 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 1,406 | $4.41 | 232,090 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 7,707 | $4.90 | 239,797 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 7,707 | $39.18 | 232,090 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (rightto buy) | Disposition | 2011-05-06 | 3,149 | $39.14 | 3,149 | $4.90 |
Common Stock | Incentive Stock Option (rightto buy) | Disposition | 2011-05-06 | 8,250 | $39.14 | 8,250 | $12.12 |
Common Stock | Non-Qualified Stock Option(right to buy) | Disposition | 2011-05-06 | 1,406 | $39.18 | 1,406 | $4.41 |
Common Stock | Non-Qualified Stock Option(right to buy) | Disposition | 2011-05-06 | 7,707 | $4.90 | 7,707 | $4.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,755 | 2017-12-05 | No | 4 | M | Direct | |
0 | 2014-11-08 | No | 4 | M | Direct | |
0 | 2016-12-06 | No | 4 | M | Direct | |
6,743 | 2017-12-05 | No | 4 | M | Direct |
Footnotes
- These options vest as follows: 25% of the total number of shares on the first anniversary date and, thereafter, at a rate of 1/36 of the total number of shares in equal monthly installments.