Filing Details

Accession Number:
0000913760-21-000139
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-02 16:09:40
Reporting Period:
2021-08-31
Accepted Time:
2021-09-02 16:09:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913760 Stonex Group Inc. SNEX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 592921318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405955 J William Dunaway 1251 Nw Briarcliff Pkwy
Suite 800
Kansas City MO 64116
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-31 6,560 $25.91 64,881 No 4 M Direct
Common Stock Disposition 2021-08-31 6,560 $70.00 58,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-08-31 6,560 $0.00 6,560 $25.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
153,440 2016-12-16 2021-12-16 No 4 M Direct
Footnotes
  1. All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.