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Filing Details

Accession Number:: 0001205035-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-10 17:02:37
Reporting Period:: 2011-05-10

Filing Date:: 2011-05-10
Accepted Time:: 2011-05-10 17:02:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205035	F Susan Davis	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-05-10	138,000	$17.52	309,865	No	4	M	Direct
Common Stock	Disposition	2011-05-10	138,000	$39.58	171,865	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-05-10	138,000	$0.00	138,000	$17.52

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-11-19	2013-11-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,192	Indirect	By 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Retirement Restoration Plan	$0.00			981	981	Direct
Common Stock	Phantom Stock Units/Restricted Stock	$0.00	2012-11-01	2014-11-01	49,466	49,466	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.56	2006-11-17	2014-11-17	138,000	138,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	123,000	123,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	120,000	120,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	75,000	75,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	84,000	84,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	981	981	Direct
2014-11-01	49,466	49,466	Direct
2014-11-17	138,000	138,000	Direct
2015-11-16	123,000	123,000	Direct
2016-10-02	120,000	120,000	Direct
2017-10-01	75,000	75,000	Direct
2018-10-01	110,000	110,000	Direct
2019-10-01	110,000	110,000	Direct
2020-10-01	84,000	84,000	Direct

Footnotes

Includes 7,500 shares of restricted stock which vest on 8/1/11.
Includes 4.669 shares of stock acquired through the reinvestment of dividends on January 4 and April 5, 2011 at prices ranging from $39.4104 to $41.7950 per share.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.50 to $39.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
The number of underlying securities is based on the stock fund balance on April 29, 2011. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an April 29, 2011, stock fund price of $41.00 per share, and includes a company match of 262.063 shares on February 17, 2011.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
Includes 7.67 phantom stock units acquired through the reinvestment of dividends on January 4 and April 5, 2011, at prices ranging from $39.68 to $41.76 per phantom stock unit.
The phantom stock balance includes an award of 14,000 restricted stock units granted on November 1, 2010, which vest as follows: 7,000 on November 1, 2012, and 7,000 on November 1, 2014. The phantom stock units representing the award, and the dividends which accrue during the restrictive period, are to be settled 100% in cash, pending vesting.
The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest, and will be paid in cash to the reporting person. Phantom stock units representing dividends which relate to vested deferred awards are payable in cash following the reporting person's retirement from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer.
Includes 445.337 phantom stock units acquired through the reinvestment of dividends on January 4 and April 5, 2011, at prices ranging from $39.68 to $41.76 per phantom stock unit.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.