Filing Details
- Accession Number:
- 0001209191-11-027316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 16:59:32
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 16:59:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1386430 | F Ellen Siminoff | C/O Glu Mobile Inc. 45 Fremont Street, Suite 2800 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-06 | 20,100 | $0.76 | 20,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-06 | 18,425 | $1.51 | 38,525 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-06 | 38,525 | $3.94 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2011-05-06 | 20,100 | $0.00 | 20,100 | $0.76 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2011-05-06 | 18,425 | $0.00 | 20,100 | $1.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-29 | No | 4 | M | Direct | |
| 1,675 | 2016-06-03 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.90 to $3.99. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option was immediately exercisable and vested over 12 months, with 8.333% of the shares vesting on June 29, 2009 and the remaining shares vesting in equal monthly installments thereafter.
- The option is immediately exercisable and vests over 12 months, with 8.333% of the shares vesting on July 3, 2010 and the remaining shares vesting in equal monthly installments thereafter.
Billionaire Hedge Funds
