Filing Details

Accession Number:
0001140361-11-026434
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 16:58:28
Reporting Period:
2011-05-06
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 16:58:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
82811 Regal Beloit Corp RBC Motors & Generators (3621) 390875718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210925 W Henry Knueppel 200 State Street
Beloit WI 53511
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-06 20,000 $73.01 353,702 No 4 S Direct
Common Stock Acquisiton 2011-05-06 26,000 $48.05 379,702 No 4 M Direct
Common Stock Disposition 2011-05-06 17,317 $72.14 362,385 No 4 F Direct
Common Stock Acquisiton 2011-05-06 14,000 $36.36 376,385 No 4 M Direct
Common Stock Disposition 2011-05-06 10,140 $72.00 366,245 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option Acquisiton 2011-05-06 14,000 $0.00 14,000 $36.36
Common Stock Stock Appreciation Rights Acquisiton 2011-05-06 26,000 $0.00 26,000 $48.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-27 2016-01-27 No 4 M Direct
44,000 2009-02-06 2017-02-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,522 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $42.28 2010-05-02 2018-05-02 70,000 70,000 Direct
Common Stock Stock Appreciation Rights $42.65 2011-05-08 2019-05-08 90,000 90,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-02 70,000 70,000 Direct
2019-05-08 90,000 90,000 Direct
Footnotes
  1. Balance reflects shares that were previously held in the Regal Beloit Corporation Retirement Savings Plan.
  2. The price in column 4 is a weighted average price. The prices actually received ranged from $72.95 to $73.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. The price in column 4 reflects the closing price of stock on the transaction date. The closing price was used to calculate the number of shares to be surrendered to satisfy the exercise price.
  4. The price in column 4 is a weighted average price. The prices actually received ranged from $71.92 to $72.13. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  5. Granted as non-qualified stock options. The options vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
  6. Granted as stock-settled SARs under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
  7. Granted as stock-settled SARs under the 2007 Equity Incemtive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.