Filing Details
- Accession Number:
- 0001437749-21-021320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-01 16:58:50
- Reporting Period:
- 2021-08-31
- Accepted Time:
- 2021-09-01 16:58:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1711564 | Simon Pang | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2021-08-31 | 86,078 | $11.15 | 111,832 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2021-08-31 | 86,078 | $25.50 | 25,754 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2021-08-31 | 86,078 | $11.15 | 86,078 | $11.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-01-01 | No | 4 | M | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.