Filing Details
- Accession Number:
- 0000933430-21-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-01 16:46:18
- Reporting Period:
- 2021-08-30
- Accepted Time:
- 2021-09-01 16:46:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539029 | Clearside Biomedical Inc. | CLSD | () | IL |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-08-30 | 99,400 | $7.06 | 2,735,941 | No | 4 | S | Indirect | by Grace Brothers, LP |
Common Stock | Disposition | 2021-08-31 | 107,682 | $6.96 | 2,628,259 | No | 4 | S | Indirect | by Grace Brothers, LP |
Common Stock | Disposition | 2021-09-01 | 213,203 | $6.89 | 2,415,056 | No | 4 | S | Indirect | by Grace Brothers, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Grace Brothers, LP |
No | 4 | S | Indirect | by Grace Brothers, LP |
No | 4 | S | Indirect | by Grace Brothers, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,529,845 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 2,415,056 shares of Common Stock.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8499 to $7.21. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.66 to $7.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.