Filing Details
- Accession Number:
- 0000919574-21-005664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-01 16:41:41
- Reporting Period:
- 2021-08-30
- Accepted Time:
- 2021-09-01 16:41:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1838128 | Lowell Farms Inc. | LOWLF | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1722739 | Beehouse, Llc | 660 Madison Avenue 14Th Floor New York NY 10065 | No | No | Yes | No | |
1860758 | Parker Gregory Heyman | 660 Madison Avenue 14Th Floor New York NY 10065 | No | No | Yes | No | |
1860869 | Beehouse Manager, Llc | 660 Madison Avenue 14Th Floor New York NY 10065 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Subordinate Voting Shares | Acquisiton | 2021-08-30 | 10,000,000 | $0.00 | 34,827,140 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | see footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Subordinate Voting Shares | Warrants (right to buy) | Acquisiton | 2021-08-30 | 5,000,000 | $0.00 | 5,000,000 | $1.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000,000 | 2021-08-30 | 2024-08-30 | No | 4 | P | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Subordinate Voting Shares | Warrants (right to buy) | $1.81 | 2020-12-21 | 2023-12-21 | 223,500 | 223,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-12-21 | 223,500 | 223,500 | Indirect |
Footnotes
- Beehouse Partners LP ("Beehouse Partners") acquired 10,000,000 units (each, a "Unit") consisting of one share of Subordinate Voting Shares and one-half of one share purchase warrant at a purchase price of $1.00 per Unit.
- The Hacienda Company ("THC") and Beehouse Partners are the record holders of the reported shares. Beehouse, LLC is the investment manager of two funds that collectively own a majority interest in THC, and is also the investment manager of Beehouse Partners. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. Each of Mr. Heyman, Beehouse, LLC, and Beehouse Manager, LLC disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein.
- Beehouse Partners is the record holder of the reported warrants. Each of Mr. Heyman, Beehouse, LLC, and Beehouse Manager, LLC disclaims beneficial ownership of the shares underlying the reported warrants except to the extent of his or its pecuniary interest therein.
- The exercise price was converted from $2.20 CAD using the closing rate of exchange of the Bank of Canada on May 7, 2021. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.