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Home > Insider Trading > Filing (0001437749-21-021271)

Filing Details

Accession Number:: 0001437749-21-021271
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-31 19:54:29
Reporting Period:: 2021-08-27

Accepted Time:: 2021-08-31 19:54:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186026	Peter Wu	777 North Broadway Los Angeles CA 90012	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-08-27	20,000	$39.74	395,252	No	4	S	Indirect	PACJU, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	PACJU, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	389,975	Indirect	Wu Family Trust
Common Stock	0	Direct

Footnotes

On April 27, 2021, 2,075 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Wu Family Trust as indirect ownership, without the payment of any consideration.