Filing Details
- Accession Number:
- 0000899243-21-034635
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-08-31 19:52:56
- Reporting Period:
- 2021-08-26
- Accepted Time:
- 2021-08-31 19:52:56
- Original Submission Date:
- 2021-08-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422142 | Aadi Bioscience Inc. | AADI | Pharmaceutical Preparations (2834) | 611547850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602474 | Anupam Dalal | C/O Aadi Bioscience, Inc. 17383 Sunset Boulevard, Suite A250 Pacific Palisades CA 90272 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-26 | 1,529,402 | $13.08 | 1,529,402 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- Consists of (i) 1,284,698 shares held by Acuta Capital Fund, LP ("Acuta Capital") and (ii) 244,704 shares held by Acuta Opportunity Fund, LP. ("Acuta Opportunity Fund"). Acuta Capital Partners, LLC ("Acuta Partners") is the general partner of each of Acuta Capital and Acuta Opportunity Fund. The Reporting Person is the Chief Investment Officer and Managing Member of Acuta Partners. The Reporting Person has voting and investment authority over all of the shares held by each of Acuta Capital and Acuta Opportunity Fund. Each of Acuta Partners and the Reporting Person disclaim beneficial ownership of the shares of common stock held by each of Acuta Capital and Acuta Opportunity Fund except to the extent of their pecuniary interest therein.
- This amendment is filed to correct footnote (1) included in the Form 4 filed August 30, 2021.