Home > Insider Trading > Filing (0001538716-21-000167)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1538716	Oportun Financial Corp	OPRT	Finance Services (6199)	453361983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1786250	Patrick Kirscht	Oportun Financial Corporation 2 Circle Star Way San Carlos CA 94070	Chief Credit Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-30	12,579	$0.00	151,118	No	4	M	Direct
Common Stock	Disposition	2021-08-30	4,176	$24.86	146,942	No	4	F	Direct
Common Stock	Disposition	2021-08-31	2,000	$24.80	144,942	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-08-30	12,579	$0.00	12,579	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,580			No	4	M	Direct

Footnotes

Each restricted stock unit represents the right to receive at settlement, one share of common stock.
No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020.
All shares were sold at the same price.
The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.