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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1538716	Oportun Financial Corp	OPRT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397972	Aaron Jonathan Coblentz	Oportun Financial Corporation 2 Circle Star Way San Carlos CA 94070	Cfo & Chief Admin Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-27	2,038	$1.32	63,509	No	4	M	Direct
Common Stock	Disposition	2021-08-27	2,038	$25.50	61,471	No	4	S	Direct
Common Stock	Acquisiton	2021-08-30	8,362	$1.32	69,833	No	4	M	Direct
Common Stock	Disposition	2021-08-30	8,362	$25.50	61,471	No	4	S	Direct
Common Stock	Acquisiton	2021-08-30	9,225	$0.00	70,696	No	4	M	Direct
Common Stock	Disposition	2021-08-30	4,489	$24.86	66,207	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2021-08-27	2,038	$1.32	2,038	$1.32
Common Stock	Stock Option (Right to Buy)	Disposition	2021-08-27	8,362	$1.32	8,362	$1.32
Common Stock	Restricted Stock Units	Disposition	2021-08-30	9,225	$0.00	9,225	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
112,532	2022-08-01	No	4	M	Direct
104,170	2022-08-01	No	4	M	Direct
9,225		No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	120,054	Indirect	See footnote.

Footnotes

These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
All shares were sold at the same price.
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
The option is fully vested.
The restricted stock units will vest over four years from August 30, 2018 with 1/4 of the shares vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.