Home > Insider Trading > Filing (0001561680-21-000101)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1561680	Tri Pointe Homes Inc.	TPH	Operative Builders (1531)	611763235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1567627	F. Douglas Bauer	C/O Tri Pointe Homes, Inc. 940 Southwood Blvd, Suite 200 Incline Village NV 89451	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-27	6,416	$17.00	144,999	No	4	M	Direct
Common Stock	Acquisiton	2021-08-27	52,854	$16.17	197,853	No	4	M	Direct
Common Stock	Disposition	2021-08-27	59,270	$24.18	138,583	No	4	S	Direct
Common Stock	Disposition	2021-08-27	200,000	$24.14	462,693	No	4	S	Indirect	See Note
Common Stock	Disposition	2021-08-30	30,787	$24.11	431,906	No	4	S	Indirect	See Note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	See Note
No	4	S	Indirect	See Note

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2021-08-27	6,416	$0.00	6,416	$17.00
Common Stock	Stock Option (Right to Buy)	Disposition	2021-08-27	52,854	$0.00	52,854	$16.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2023-01-30	No	4	M	Direct
0		2024-04-07	No	4	M	Direct

Footnotes

The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.10 to $24.31, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.10 to $24.29, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
By The Bauer Revocable Trust.
The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.10 to $24.15, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.
On April 7, 2014, Mr. Bauer was granted an option to purchase a total of 52,854 shares of common stock, which vested in three equal installments on April 7, 2015, 2016 and 2017.