Home > Insider Trading > Filing (0001209191-21-054120)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
849145	Heritage Global Inc.	HGBL	Services-Business Services, Nec (7389)	592291344

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1009161	C Allan Silber	12625 High Bluff Drive, Suite 305 San Diego CA 92130		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-08-27	49,346	$2.11	3,273,518	No	4	S	Indirect	Anglian Holdings, LLC
Common Stock	Disposition	2021-08-30	6,481	$2.23	3,267,037	No	4	S	Indirect	Anglian Holdings, LLC
Common Stock	Disposition	2021-08-31	15,274	$2.12	3,251,763	No	4	S	Indirect	Anglian Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Anglian Holdings, LLC
No	4	S	Indirect	Anglian Holdings, LLC
No	4	S	Indirect	Anglian Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	374,697	Direct
Common Stock	47,968	Indirect	By spouse

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.