Filing Details
- Accession Number:
- 0001127602-21-024583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-31 16:15:57
- Reporting Period:
- 2004-01-07
- Accepted Time:
- 2021-08-31 16:15:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198918 | F Andy Bessette | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Evp And Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-27 | 835 | $106.03 | 12,745 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-27 | 835 | $162.19 | 11,910 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-27 | 20,000 | $118.78 | 31,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-27 | 20,000 | $162.05 | 11,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-27 | 835 | $0.00 | 835 | $106.03 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-08-27 | 20,000 | $0.00 | 20,000 | $118.78 |
| Common Stock | Deferred Compensation Phantom Stock | Acquisiton | 2004-01-07 | 145 | $39.40 | 145 | $0.00 |
| Common Stock | Deferred Compensation Phantom Stock | Acquisiton | 2005-01-07 | 298 | $36.98 | 298 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-02 | 2026-02-02 | No | 4 | M | Direct |
| 6,005 | 2020-02-09 | 2027-02-09 | No | 4 | M | Direct |
| 145 | No | 4 | A | Direct | ||
| 448 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,566 | Indirect | 401(k) Plan |
Footnotes
- Represents the weighted average sales price for price increments ranging from $162.18 to $162.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for price increments ranging from $162.01 to $162.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans.
- Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company.
- Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans.
- Includes 5.51 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.
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