Filing Details

Accession Number:
0001209191-11-027277
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 16:30:26
Reporting Period:
2011-04-13
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 16:30:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399855 National American University Holdings Inc. NAUH Services-Educational Services (8200) 830479936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477948 Partnership Limited Buckingham E. & H. 5311 Carriage Hills Drive
Rapid City SD 57702
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-13 100,000 $5.50 10,190,523 No 4 X Direct
Common Stock Disposition 2011-04-13 75,862 $7.25 10,114,661 No 4 S Direct
Common Stock Acquisiton 2011-04-20 57,683 $5.50 10,172,344 No 4 X Direct
Common Stock Disposition 2011-04-20 42,188 $7.52 10,130,156 No 4 S Direct
Common Stock Acquisiton 2011-05-06 57,683 $5.50 10,187,839 No 4 X Direct
Common Stock Disposition 2011-05-06 41,854 $7.58 10,145,985 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant (right to buy) Disposition 2011-04-13 100,000 $0.00 100,000 $5.50
Common Stock Common Stock Purchase Warrant (right to buy) Disposition 2011-04-20 57,683 $0.00 57,683 $5.50
Common Stock Common Stock Purchase Warrant (right to buy) Disposition 2011-05-06 57,683 $0.00 57,683 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,631,613 2009-11-23 2011-11-22 No 4 X Direct
1,573,930 2009-11-23 2011-11-22 No 4 X Direct
1,516,247 2009-11-23 2011-11-22 No 4 X Direct
Footnotes
  1. On April 13, 2011, the reporting person exercised warrants to purchase 100,000 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 75,862 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 24,137 shares. The Issuer also paid $6.74 to the reporting person in lieu of a fractional share.
  2. On April 20, 2011, the reporting person exercised warrants to purchase 57,683 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 42,188 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 15,494 shares. The Issuer also paid $4.81 to the reporting person in lieu of a fractional share.
  3. On May 6, 2011, the reporting person exercised warrants to purchase 57,683 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 41,854 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 15,828 shares. The Issuer also paid $4.40 to the reporting person in lieu of a fractional share.