Filing Details
- Accession Number:
- 0001794783-21-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-30 21:42:00
- Reporting Period:
- 2021-08-30
- Accepted Time:
- 2021-08-30 21:42:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1794783 | Selectquote Inc. | SLQT | Insurance Agents, Brokers & Service (6411) | 943339273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1804621 | Scott Matthew Gunter | C/O Selectquote, Inc. 6800 West 115Th Street, Suite 2511 Overland Park KS 66211 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-08-30 | 1,200 | $8.75 | 307,599 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-08-30 | 23,688 | $1.38 | 331,287 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-08-30 | 36,688 | $1.88 | 367,975 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-08-30 | 7,300 | $1.88 | 375,275 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Options | Disposition | 2021-08-30 | 23,688 | $0.00 | 23,688 | $1.38 |
Common Stock, Par Value $0.01 Per Share | Employee Stock Options | Disposition | 2021-08-30 | 36,688 | $0.00 | 36,688 | $1.88 |
Common Stock, Par Value $0.01 Per Share | Employee Stock Options | Disposition | 2021-08-30 | 7,300 | $0.00 | 7,300 | $1.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2027-09-27 | No | 4 | M | Direct | |
0 | 2028-08-22 | No | 4 | M | Direct | |
22,700 | 2029-02-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 29,948 | Indirect | By Bowen Investments, LLC |
Footnotes
- Beneficially owned by the reporting person through Bowen Investments, LLC, an investment company in which the reporting person owns a 15% ownership stake. The reporting person disclaims beneficial ownership of all of the shares held by Bowen Investments, LLC, except to the extent of his pecuniary interest therein.
- Represents incentive stock options of SelectQuote, Inc. (the "Company") granted to Mr. Gunter under the Company's 2003 Stock Incentive Plan (the "Plan").
- Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on September 27, 2017.
- Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on August 22, 2018.
- Employee stock options granted pursuant to the Plan vest as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining options monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. The options reported on this line were granted on February 4, 2019.