Filing Details
- Accession Number:
- 0001140361-11-026345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 15:15:21
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 15:15:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1489479 | Mark Adamson | C/O Douglas Dynamics, Inc. 7777 North 73Rd Street Milwaukee WI 53223 | Vp, Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-06 | 154 | $14.23 | 13,389 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $4.21 | 2017-08-27 | 74,233 | 74,233 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-08-27 | 74,233 | 74,233 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The option is exercisable at any time in respect of 26,733 of the underlying shares. With respect to the other 47,500 underlying shares, 23,750 will vest and become exercisable on each of August 27, 2011, and August 27, 2012.