Filing Details

Accession Number:
0001213900-21-045476
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-30 08:01:56
Reporting Period:
2021-08-26
Accepted Time:
2021-08-30 08:01:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534154 Ipsidy Inc. AUID () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206789 L Thomas Thimot C/O Ipsidy Inc.
670 Long Beach Blvd.
Long Beach NY 11561
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Acquisiton 2021-08-26 71,426 $7.00 71,426 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.0001 Par Value Per Share Stock Options $7.80 2021-06-14 2031-06-14 1,200,000 1,200,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-06-14 1,200,000 1,200,000 Direct
Footnotes
  1. Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.
  2. Mr. Thimot through the Thimot Family Revocable Living Trust and the Thimot Family Heritage Irrevocable Trust acquired 42,856 and 28,570 shares of the Company's common stock, respectively, in connection with the Company's public offering which closed on August 26, 2021. Mr. Thimot is the trustee for both trusts and a beneficiary of the Thimot Family Revocable Living Trust.