Filing Details
- Accession Number:
- 0001213900-21-045476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-30 08:01:56
- Reporting Period:
- 2021-08-26
- Accepted Time:
- 2021-08-30 08:01:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534154 | Ipsidy Inc. | AUID | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206789 | L Thomas Thimot | C/O Ipsidy Inc. 670 Long Beach Blvd. Long Beach NY 11561 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2021-08-26 | 71,426 | $7.00 | 71,426 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Stock Options | $7.80 | 2021-06-14 | 2031-06-14 | 1,200,000 | 1,200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2031-06-14 | 1,200,000 | 1,200,000 | Direct |
Footnotes
- Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.
- Mr. Thimot through the Thimot Family Revocable Living Trust and the Thimot Family Heritage Irrevocable Trust acquired 42,856 and 28,570 shares of the Company's common stock, respectively, in connection with the Company's public offering which closed on August 26, 2021. Mr. Thimot is the trustee for both trusts and a beneficiary of the Thimot Family Revocable Living Trust.