Filing Details

Accession Number:
0001071255-21-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-27 19:04:14
Reporting Period:
2021-08-25
Accepted Time:
2021-08-27 19:04:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071255 Golden Entertainment Inc. GDEN Services-Miscellaneous Amusement & Recreation (7990) 411913991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649901 Stephen Arcana 6595 S. Jones Blvd.
Las Vegas NV 89118
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-25 70,000 $7.34 260,944 No 4 M Direct
Common Stock Disposition 2021-08-25 36,628 $48.68 224,316 No 4 F Direct
Common Stock Disposition 2021-08-25 18,754 $52.91 205,562 No 4 S Direct
Common Stock Disposition 2021-08-26 17,346 $52.47 188,216 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2021-08-25 70,000 $0.00 70,000 $7.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2025-08-26 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.56 to $53.63. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (1) to Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.58 to $53.34. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4.
  3. The options, representing a right to purchase a total of 220,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares of on the last day of each one month period following 08/27/16.