Filing Details
- Accession Number:
- 0001142495-21-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-27 17:18:13
- Reporting Period:
- 2021-08-25
- Accepted Time:
- 2021-08-27 17:18:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302350 | Jmp Group Llc | JMP | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1130381 | Wedbush Capital, Inc. | 1000 Wilshire Blvd Los Angeles CA 90017 | No | No | Yes | Yes | |
1142495 | Wedbush Securities Inc | 1000 Wilshire Blvd., Suite 900 Attn: Compliance Dept. Los Angeles CA 90017 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Representing Limited Liability Company Interests In J | Acquisiton | 2021-08-25 | 500 | $7.13 | 2,244,500 | No | 4 | P | Direct | |
Shares Representing Limited Liability Company Interests In J | Acquisiton | 2021-08-25 | 500 | $7.13 | 2,244,500 | No | 4 | P | Indirect | Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold |
Footnotes
- Securities listed in Table I intended as passive investment.
- This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly holds the securities of the Issuer. Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc. In accordance with Instruction 4 b iv to Form 4, the entire amount of the Issuer securities held by Wedbush Securities Inc. is reported herein.
- For purposes of Section 16, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities or otherwise.