Filing Details
- Accession Number:
- 0001209191-21-053633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-27 16:42:41
- Reporting Period:
- 2021-07-22
- Accepted Time:
- 2021-08-27 16:42:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1828673 | Hcw Biologics Inc. | HCWB | Pharmaceutical Preparations (2834) | 825024477 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1866272 | S. Rick Greene | C/O Hcw Biologics Inc 2929 N. Commerce Parkway Miramar FL 33025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-25 | 3,611 | $4.10 | 3,611 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2021-07-22 | 20,964 | $0.00 | 20,964 | $4.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,964 | 2031-07-21 | No | 4 | A | Direct |
Footnotes
- The range of prices for the shares of Common Stock is from $4.09 to $4.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
- The option will fully vest on July 22, 2022.
Billionaire Hedge Funds
