Filing Details
- Accession Number:
- 0001397911-21-000158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-27 16:27:01
- Reporting Period:
- 2021-08-25
- Accepted Time:
- 2021-08-27 16:27:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397911 | Lpl Financial Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1842672 | Edward Fandrey | C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-08-25 | 1,755 | $148.37 | 22,981 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-08-26 | 1,784 | $148.78 | 21,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.
- Consists of (i) 100 shares of Common Stock; (ii) 17,494 restricted stock units that vest in six installments as follows: 3,539 restricted stock units on November 25, 2021; 1,953 restricted stock units on February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 6,143 restricted stock units on February 25, 2023; and (iii) 3,603 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.
Billionaire Hedge Funds
