Filing Details
- Accession Number:
- 0001104659-21-110543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-27 16:14:13
- Reporting Period:
- 2021-08-26
- Accepted Time:
- 2021-08-27 16:14:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1818382 | Humacyte Inc. | HUMA | Biological Products, (No Disgnostic Substances) (2836) | 851763759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1878020 | W Brady Dougan | 2525 East North Carolina Highway 54 Durham NC 27713 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-26 | 1,148,240 | $0.00 | 1,148,240 | No | 4 | A | Indirect | By Spouse |
Common Stock | Acquisiton | 2021-08-26 | 18,930,004 | $0.00 | 18,930,004 | No | 4 | A | Indirect | By Ayabudge LLC |
Common Stock | Acquisiton | 2021-08-26 | 1,522,500 | $10.00 | 20,452,504 | No | 4 | P | Indirect | By Ayabudge LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | By Spouse |
No | 4 | A | Indirect | By Ayabudge LLC |
No | 4 | P | Indirect | By Ayabudge LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 13,129 | $0.00 | 13,129 | $2.56 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 17,068 | $0.00 | 17,068 | $6.54 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 262,596 | $0.00 | 262,596 | $1.19 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 13,129 | $0.00 | 13,129 | $2.56 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 157,558 | $0.00 | 157,558 | $2.56 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 262,596 | $0.00 | 262,596 | $3.44 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 131,298 | $0.00 | 131,298 | $6.54 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 1,312,984 | $0.00 | 1,312,984 | $10.28 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2021-08-26 | 1,575 | $0.00 | 1,575 | $10.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,129 | 2025-09-01 | No | 4 | A | Direct | |
17,068 | 2028-04-12 | No | 4 | A | Direct | |
262,596 | 2023-11-22 | No | 4 | A | Indirect | |
13,129 | 2025-09-01 | No | 4 | A | Indirect | |
157,558 | 2026-03-09 | No | 4 | A | Indirect | |
262,596 | 2026-09-14 | No | 4 | A | Indirect | |
131,298 | 2028-04-12 | No | 4 | A | Indirect | |
1,312,984 | 2021-11-09 | 2031-01-14 | No | 4 | A | Indirect |
1,575 | 2021-12-14 | 2030-12-14 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 810,161 | Direct |
Footnotes
- On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the"Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.
- Options are fully vested and exercisable.
- As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.
- One-third of the option will vest on each of the three anniversaries after November 9, 2020.
- Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.