Filing Details
- Accession Number:
- 0001726978-21-000165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-26 19:08:30
- Reporting Period:
- 2021-08-26
- Accepted Time:
- 2021-08-26 19:08:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1726978 | Goosehead Insurance Inc. | GSHD | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737258 | C. Michael Colby | C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Building 4, Ste 4500 Westlake TX 76262 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Disposition | 2021-08-26 | 4,394 | $0.00 | 621,732 | No | 4 | C | Indirect | By Colby 2014 Family Trust |
| Class A Common Stock | Acquisiton | 2021-08-26 | 4,394 | $0.00 | 87,796 | No | 4 | C | Indirect | Colby 2014 Family Trust |
| Class A Common Stock | Disposition | 2021-08-26 | 4,394 | $130.06 | 83,402 | No | 4 | S | Indirect | Colby 2014 Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Colby 2014 Family Trust |
| No | 4 | C | Indirect | Colby 2014 Family Trust |
| No | 4 | S | Indirect | Colby 2014 Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | Disposition | 2021-08-26 | 4,394 | $0.00 | 4,394 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 621,732 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 427,024 | Direct | |
| Class A Common Stock | 23,131 | Direct | |
| Class B Common Stock | 36,396 | Indirect | By Preston Michael Colby 2014 Trust |
| Class B Common Stock | 36,396 | Indirect | By Lyla Kate Colby 2014 Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | $0.00 | 427,024 | 427,024 | Direct | ||
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | $0.00 | 36,396 | 36,396 | Indirect | ||
| Class A Common Stock | LLC Units in Goosehead Financial, LLC | $0.00 | 36,396 | 36,396 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 427,024 | 427,024 | Direct | |
| 36,396 | 36,396 | Indirect | |
| 36,396 | 36,396 | Indirect |
Footnotes
- Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
- Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
Billionaire Hedge Funds
