Filing Details
- Accession Number:
- 0001209191-21-053513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-26 17:41:03
- Reporting Period:
- 2021-08-24
- Accepted Time:
- 2021-08-26 17:41:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1826892 | Bioatla Inc. | BCAB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205375 | Phd M Jay Short | C/O Bioatla, Inc. 11085 Torreyana Road San Diego CA 92121 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-24 | 7,747 | $18.00 | 798,080 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2021-08-24 | 4,533 | $41.60 | 793,547 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-08-24 | 7,747 | $0.00 | 7,747 | $18.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2030-12-15 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 258,727 | Indirect | By Carolyn Short 2020 Irrevocable Gift Trust |
| Common Stock | 1,441,508 | Direct | |
| Common Stock | 258,727 | Indirect | By Jay Short 2020 Irrevocable Gift Trust |
| Common Stock | 302,324 | Indirect | By Capia IP, LLC |
Footnotes
- Shares sold by the Reporting Person's spouse in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of Option.
- The option grant was reported by the Reporting Person's spouse on her Form 4 filed with the SEC on December 17, 2020.
- The Option is fully vested.
Billionaire Hedge Funds
