Filing Details
- Accession Number:
- 0001209191-21-053478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-26 16:34:55
- Reporting Period:
- 2021-08-24
- Accepted Time:
- 2021-08-26 16:34:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422930 | Pubmatic Inc. | PUBM | Services-Computer Programming, Data Processing, Etc. (7370) | 205863224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464232 | August Capital Strategic Partners V, L.p. | C/O August Capital Pmb #456, 660 4Th Street San Francisco CA 94017 | No | No | Yes | No | |
1547378 | David Hornik | C/O August Capital Pmb #456, 660 4Th Street San Francisco CA 94017 | No | No | Yes | No | |
1547399 | August Capital Management V, L.l.c. | C/O August Capital Pmb #456, 660 4Th Street San Francisco CA 94017 | No | No | Yes | No | |
1547424 | Howard Hartenbaum | C/O August Capital Pmb #456, 660 4Th Street San Francisco CA 94017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-08-24 | 39,568 | $27.80 | 39,874 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-08-25 | 12,712 | $28.01 | 40,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 389,237 | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held directly by David M. Hornik.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held directly by Howard Hartenbaum.
- These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.