Filing Details

Accession Number:
0001104659-21-109485
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-25 21:34:20
Reporting Period:
2021-08-23
Accepted Time:
2021-08-25 21:34:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136294 Williams Industrial Services Group Inc. WLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017043 Nelson Obus 450 Seventh Avenue
Suite 509
New York NY 10123
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2021-08-23 46,700 $4.03 6,398,606 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 247,236 Direct
Footnotes
  1. As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,564,583 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,478,663 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,100,084 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
  2. Of these shares, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 7,719 shares; Wynnefield Partners Small Cap Value, L.P. I purchased 22,192 shares; Wynnefield Partners Small Cap Value, L.P. purchased 14,087 shares; and Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan purchased 2,702 shares.
  3. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.98 and $4.03 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.