Home > Insider Trading > Filing (0001726978-21-000163)

Filing Details

Accession Number:: 0001726978-21-000163
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-25 19:00:40
Reporting Period:: 2021-08-23

Accepted Time:: 2021-08-25 19:00:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1726978	Goosehead Insurance Inc.	GSHD	Insurance Agents, Brokers & Service (6411)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1737258	C. Michael Colby	C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Building 4, Ste 4500 Westlake TX 76262	President And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common Stock	Disposition	2021-08-23	1,500	$0.00	670,232	No	4	C	Indirect	By Colby 2014 Family Trust
Class A Common Stock	Acquisiton	2021-08-23	1,500	$0.00	84,902	No	4	C	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-23	1,500	$136.39	83,402	No	4	S	Indirect	Colby 2014 Family Trust
Class B Common Stock	Disposition	2021-08-24	34,727	$0.00	635,505	No	4	C	Indirect	By Colby 2014 Family Trust
Class A Common Stock	Acquisiton	2021-08-24	34,727	$0.00	118,129	No	4	C	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-24	12,211	$135.89	105,918	No	4	S	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-24	20,016	$136.35	85,902	No	4	S	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-24	2,500	$137.00	83,402	No	4	S	Indirect	Colby 2014 Family Trust
Class B Common Stock	Disposition	2021-08-25	9,379	$0.00	626,126	No	4	C	Indirect	By Colby 2014 Family Trust
Class A Common Stock	Acquisiton	2021-08-25	9,379	$0.00	92,781	No	4	C	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-25	3,745	$130.75	89,036	No	4	S	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-25	1,302	$132.76	87,734	No	4	S	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-23	2,871	$131.67	84,863	No	4	S	Indirect	Colby 2014 Family Trust
Class A Common Stock	Disposition	2021-08-23	1,461	$133.74	83,402	No	4	S	Indirect	Colby 2014 Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Colby 2014 Family Trust
No	4	C	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	C	Indirect	By Colby 2014 Family Trust
No	4	C	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	C	Indirect	By Colby 2014 Family Trust
No	4	C	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust
No	4	S	Indirect	Colby 2014 Family Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2021-08-23	1,500	$0.00	1,500	$0.00
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2021-08-24	34,727	$0.00	34,727	$0.00
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2021-08-25	9,379	$0.00	9,379	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
670,232	No	4	C	Indirect
635,505	No	4	C	Indirect
626,126	No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	427,024	Direct
Class A Common Stock	23,131	Direct
Class B Common Stock	36,396	Indirect	By Preston Michael Colby 2014 Trust
Class B Common Stock	36,396	Indirect	By Lyla Kate Colby 2014 Trust

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	LLC Units in Goosehead Financial, LLC	$0.00	427,024	427,024	Direct
Class A Common Stock	LLC Units in Goosehead Financial, LLC	$0.00	36,396	36,396	Indirect
Class A Common Stock	LLC Units in Goosehead Financial, LLC	$0.00	36,396	36,396	Indirect

Amount	Remaning Holdings	Nature of Ownership
427,024	427,024	Direct
36,396	36,396	Indirect
36,396	36,396	Indirect

Footnotes

Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.00 to $137.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.27 to $131.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.27 to $132.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.37 to $133.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.44 to $134.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.