Filing Details
- Accession Number:
- 0001385508-21-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-25 16:38:32
- Reporting Period:
- 2021-08-23
- Accepted Time:
- 2021-08-25 16:38:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385508 | Opiant Pharmaceuticals Inc. | OPNT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1551246 | Michael Sinclair | C/O Opiant Pharmaceuticals, Inc. 233 Wilshire Blvd, Suite 280 Santa Monica CA 90401 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2021-08-23 | 65,124 | $5.00 | 209,194 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2021-08-23 | 65,124 | $16.50 | 144,070 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2021-08-24 | 34,607 | $5.00 | 178,677 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2021-08-24 | 34,607 | $15.71 | 144,070 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2021-08-25 | 50,269 | $5.00 | 194,339 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2021-08-25 | 50,269 | $14.69 | 144,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Options | Disposition | 2021-08-23 | 65,124 | $0.00 | 65,124 | $5.00 |
Common Stock, Par Value $0.001 Per Share | Options | Disposition | 2021-08-24 | 34,607 | $0.00 | 34,607 | $5.00 |
Common Stock, Par Value $0.001 Per Share | Options | Disposition | 2021-08-25 | 50,269 | $0.00 | 50,269 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
84,876 | 2014-06-15 | 2024-06-14 | No | 4 | M | Direct |
50,269 | 2014-06-15 | 2024-06-14 | No | 4 | M | Direct |
0 | 2014-06-15 | 2024-06-14 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.00 to $17.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $15.50 to $16.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $13.80 to $15.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options became exercisable on December 15, 2014 when Opiant Pharmaceuticals entered into a distribution, licensing, royalty, partnership, collaboration, or other significant transaction with respect to the opioid overdose reversal treatment with Adapt Pharma Operations Limited.