Filing Details

Accession Number:
0001385508-21-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-25 16:38:32
Reporting Period:
2021-08-23
Accepted Time:
2021-08-25 16:38:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385508 Opiant Pharmaceuticals Inc. OPNT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551246 Michael Sinclair C/O Opiant Pharmaceuticals, Inc.
233 Wilshire Blvd, Suite 280
Santa Monica CA 90401
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2021-08-23 65,124 $5.00 209,194 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2021-08-23 65,124 $16.50 144,070 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2021-08-24 34,607 $5.00 178,677 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2021-08-24 34,607 $15.71 144,070 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2021-08-25 50,269 $5.00 194,339 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2021-08-25 50,269 $14.69 144,070 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Options Disposition 2021-08-23 65,124 $0.00 65,124 $5.00
Common Stock, Par Value $0.001 Per Share Options Disposition 2021-08-24 34,607 $0.00 34,607 $5.00
Common Stock, Par Value $0.001 Per Share Options Disposition 2021-08-25 50,269 $0.00 50,269 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
84,876 2014-06-15 2024-06-14 No 4 M Direct
50,269 2014-06-15 2024-06-14 No 4 M Direct
0 2014-06-15 2024-06-14 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $16.00 to $17.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $15.50 to $16.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $13.80 to $15.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. These options became exercisable on December 15, 2014 when Opiant Pharmaceuticals entered into a distribution, licensing, royalty, partnership, collaboration, or other significant transaction with respect to the opioid overdose reversal treatment with Adapt Pharma Operations Limited.