Filing Details
- Accession Number:
- 0001209191-11-027146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 12:05:57
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 12:05:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223196 | L John Nussbaum | One Plexus Way Neenah WI 54956 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2011-05-09 | 9,695 | $22.04 | 122,413 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-05-09 | 9,695 | $37.00 | 112,718 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-05-10 | 305 | $22.04 | 113,023 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-05-10 | 10,000 | $23.86 | 123,023 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-05-10 | 2,500 | $22.17 | 125,523 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-05-10 | 2,500 | $14.17 | 128,023 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-05-10 | 2,500 | $14.63 | 130,523 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-05-10 | 17,805 | $37.00 | 112,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Disposition | 2011-05-09 | 9,695 | $0.00 | 9,695 | $22.04 |
| Common Stock | Option to buy | Disposition | 2011-05-10 | 305 | $0.00 | 305 | $22.04 |
| Common Stock | Option to buy | Disposition | 2011-05-10 | 10,000 | $0.00 | 10,000 | $23.86 |
| Common Stock | Option to buy | Disposition | 2011-05-10 | 2,500 | $0.00 | 2,500 | $22.17 |
| Common Stock | Option to buy | Disposition | 2011-05-10 | 2,500 | $0.00 | 2,500 | $14.17 |
| Common Stock | Option to buy | Disposition | 2011-05-10 | 2,500 | $0.00 | 2,500 | $14.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 305 | 2015-12-01 | No | 4 | M | Direct | |
| 0 | 2015-12-01 | No | 4 | M | Direct | |
| 0 | 2016-12-01 | No | 4 | M | Direct | |
| 0 | 2018-01-28 | No | 4 | M | Direct | |
| 0 | 2018-11-19 | No | 4 | M | Direct | |
| 0 | 2019-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 4,280 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | $27.47 | 2017-11-23 | 2,500 | 2,500 | Direct | |
| Common Stock | Option to buy | $24.21 | 2018-04-28 | 2,500 | 2,500 | Direct | |
| Common Stock | Option to buy | $29.71 | 2018-07-29 | 2,500 | 2,500 | Direct | |
| Common Stock | Option to buy | $20.95 | 2019-05-04 | 2,500 | 2,500 | Direct | |
| Common Stock | Option to buy | $25.75 | 2019-08-03 | 2,500 | 2,500 | Direct | |
| Common Stock | Option to buy | $34.00 | 2020-01-25 | 1,250 | 1,250 | Direct | |
| Common Stock | Option to buy | $38.24 | 2020-04-23 | 1,250 | 1,250 | Direct | |
| Common Stock | Option to buy | $30.48 | 2020-07-26 | 1,250 | 1,250 | Direct | |
| Common Stock | Option to buy | $29.80 | 2020-11-01 | 1,250 | 1,250 | Direct | |
| Common Stock | Option to buy | $27.14 | 2021-01-24 | 1,250 | 1,250 | Direct | |
| Common Stock | Option to buy | $36.96 | 2021-04-25 | 1,250 | 1,250 | Direct | |
| Common Stock | Deferred Stock Units | $0.00 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-11-23 | 2,500 | 2,500 | Direct |
| 2018-04-28 | 2,500 | 2,500 | Direct |
| 2018-07-29 | 2,500 | 2,500 | Direct |
| 2019-05-04 | 2,500 | 2,500 | Direct |
| 2019-08-03 | 2,500 | 2,500 | Direct |
| 2020-01-25 | 1,250 | 1,250 | Direct |
| 2020-04-23 | 1,250 | 1,250 | Direct |
| 2020-07-26 | 1,250 | 1,250 | Direct |
| 2020-11-01 | 1,250 | 1,250 | Direct |
| 2021-01-24 | 1,250 | 1,250 | Direct |
| 2021-04-25 | 1,250 | 1,250 | Direct |
| 2,000 | 2,000 | Direct |
Footnotes
- Includes shares of Plexus Corp. common stock held in the John L. and Sandra K. Nussbaum Revocable Trust.
- Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
- Each Deferred Stock Unit represents a right to receive one share of Plexus Corp. common stock. The reporting person will begin to receive the underlying shares within 10 days following the earliest of termination of service as a director, a change in control or the date specified on the reporting person's deferral election.
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