Home > Insider Trading > Filing (0001562180-21-005553)

Filing Details

Accession Number:: 0001562180-21-005553
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-24 17:51:07
Reporting Period:: 2018-08-31

Accepted Time:: 2021-08-24 17:51:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1495932	Exp World Holdings Inc.	EXPI	Real Estate Agents & Managers (For Others) (6531)	980681092

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1588005	Jason Gesing	2219 Rimland Drive, Suite 301 Bellingham WA 98226	Ceo Of Exp Realty	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-30	350	$0.00	2,240,372	No	4	M	Direct
Common Stock	Acquisiton	2021-03-22	25,000	$0.08	2,265,372	No	4	M	Direct
Common Stock	Acquisiton	2021-04-30	200	$0.00	2,265,572	No	4	M	Direct
Common Stock	Acquisiton	2021-07-31	150	$0.00	2,265,722	No	4	M	Direct
Common Stock	Acquisiton	2021-07-31	150	$0.00	2,265,872	No	4	M	Direct
Common Stock	Disposition	2021-08-20	11,500	$40.21	2,254,372	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2018-08-31	150	$0.00	150	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-10-31	150	$0.00	150	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2020-03-31	96	$0.00	96	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-11-30	350	$0.00	350	$0.00
Common Stock	Stock Options (Right to buy)	Disposition	2021-03-22	25,000	$0.00	25,000	$0.08
Common Stock	Restricted Stock Units	Disposition	2021-04-30	200	$0.00	200	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-07-31	150	$0.00	150	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-07-31	150	$0.00	150	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
150		No	4	A	Direct
300		No	4	A	Direct
396		No	4	A	Direct
0		No	4	M	Direct
350,000	2022-12-31	No	4	M	Direct
0		No	4	M	Direct
0		No	4	M	Direct
0		No	4	M	Direct

Footnotes

Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vested as to 100% of the total number of shares on November 30, 2020. Shares of the Issuer's common stock were delivered to the Reporting Person.
The options are fully vested.
The RSUs vested as to 100% of the total number of shares on April 30, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person.
The RSUs vested as to 100% of the total number of shares on July 31, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person.
The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person.
The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to 40.65, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.
Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on August 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.
RSUs do not expire; they either vest or are canceled prior to the vesting date.
Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on October 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.
Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on March 31, 2023, as long as the reporting person continues to provide service to eXp through the respective vesting date.