Filing Details
- Accession Number:
- 0001227025-21-000218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-24 16:42:52
- Reporting Period:
- 2021-08-20
- Accepted Time:
- 2021-08-24 16:42:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 943253730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489550 | Yuen Wupen | 3081 Zanker Rd San Jose CA 95134 | Vice President Global Product | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-08-20 | 2,456 | $8.10 | 240,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-20 | 24,616 | $8.21 | 215,484 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
