Filing Details
- Accession Number:
- 0001235802-21-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-23 16:16:02
- Reporting Period:
- 2021-08-20
- Accepted Time:
- 2021-08-23 16:16:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253176 | Vapotherm Inc | VAPO | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1752887 | Gregoire Ramade | 100 Domain Drive Exeter NH 03833 | Svp & Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-20 | 2,000 | $3.78 | 22,614 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-20 | 2,000 | $25.31 | 20,614 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2021-08-20 | 2,000 | $0.00 | 2,000 | $3.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,458 | 2028-07-18 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.
- This option is fully vested.