Filing Details
- Accession Number:
- 0001766526-21-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-23 16:03:16
- Reporting Period:
- 2021-08-19
- Accepted Time:
- 2021-08-23 16:03:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1766526 | Tectonic Financial Inc. | TECTP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283832 | Haag A Sherman | 16200 Dallas Parkway, Ste 190 Dallas TX 75248 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-08-19 | 12,000 | $10.00 | 1,739,000 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2021-08-19 | 10,500 | $10.00 | 370,000 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2021-08-19 | 7,500 | $10.00 | 12,000 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Footnotes
- These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
- These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
- These shares are held by individual retirement account.
Billionaire Hedge Funds
