Filing Details

Accession Number:
0001209191-21-052825
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-20 17:53:57
Reporting Period:
2021-08-19
Accepted Time:
2021-08-20 17:53:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849145 Heritage Global Inc. HGBL Services-Business Services, Nec (7389) 592291344
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009161 C Allan Silber 12625 High Bluff Drive, Suite 305
San Diego CA 92130
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-19 81,400 $1.79 3,478,026 No 4 S Indirect Anglian Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Anglian Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 374,697 Direct
Common Stock 47,968 Indirect By spouse
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.84, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  2. Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.