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Home > Insider Trading > Filing (0001500624-11-000022)

Filing Details

Accession Number:: 0001500624-11-000022
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-10 10:12:15
Reporting Period:: 2011-05-06

Filing Date:: 2011-05-10
Accepted Time:: 2011-05-10 10:12:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366367	Yadkin Valley Financial Corp	YAVY	State Commercial Banks (6022)	204495993

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1366360	Jr Thomas John Alexander	1548 Royalty Circle P. O. Box 1104 Statesville NC 28687		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-05-06	1,111	$2.25	23,385	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			1,076	5,094	Indirect
Common Stock	Phantom Stock	$0.00			1,103	5,094	Indirect
Common Stock	Phantom Stock	$0.00			1,112	5,094	Indirect
Common Stock	Phantom Stock	$0.00			915	5,094	Indirect
Common Stock	Phantom Stock	$0.00			879	5,094	Indirect
Common Stock	Phantom Stock	$0.00			9	5,094	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,076	5,094	Indirect
	1,103	5,094	Indirect
	1,112	5,094	Indirect
	915	5,094	Indirect
	879	5,094	Indirect
	9	5,094	Indirect

Footnotes

Each share of Phantom stock is the economic equivalent of one share of common stock. The shares of Phantom stock become payable in common stock upon reporting person's termination of service as a director.