Filing Details
- Accession Number:
- 0001415889-21-004026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-20 17:21:51
- Reporting Period:
- 2021-08-19
- Accepted Time:
- 2021-08-20 17:21:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540754 | P Timothy Mulhere | 1 Ecolab Place St. Paul MN 55102 | Evp & Pres - Global Inst | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-19 | 2,877 | $119.12 | 21,844 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-19 | 2,877 | $221.00 | 18,967 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-20 | 20,194 | $119.12 | 39,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-20 | 20,194 | $221.40 | 18,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-08-19 | 2,877 | $0.00 | 2,877 | $119.12 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-08-20 | 20,194 | $0.00 | 20,194 | $119.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,194 | 2016-12-02 | 2025-12-02 | No | 4 | M | Direct |
| 0 | 2016-12-02 | 2025-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,925 | Indirect | By Ecolab Savings Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.03, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.85, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2021. Includes 6.687 UNITS acquired since the reporting person's last report. (The 1,925.306 UNITS are the equivalent of approximately 3,530 SHARES of the issuer's Common Stock.)
- The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.
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