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Filing Details

Accession Number:: 0001209191-21-052745
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-20 16:04:36
Reporting Period:: 2021-08-18

Accepted Time:: 2021-08-20 16:04:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1517006	Gatos Silver Inc.	GATO	Gold And Silver Ores (1040)	272654848

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1564994	L.p. Holdings Global Electrum	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1565641	Electrum Group Llc	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1565709	Ltd. Gp Global Teg	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1699437	L.p. Ii Fund Opportunities Strategic Electrum	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1734758	L.p. Gp Ii Fund Opportunities Strategic Electrum	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1734759	Ltd. Gp Ii Esof	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1829058	Electrum Silver Us Ii Llc	C/O The Electrum Group Llc 535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1829059	Electrum Strategic Management Llc	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No
1830153	Electrum Silver Us Llc	535 Madison Avenue, 12Th Floor New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-08-18	65,333	$14.00	17,894,672	No	4	S	Direct
Common Stock	Disposition	2021-08-18	15,004	$14.00	4,109,704	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to beneficially own shares of the Company's common stock held by ESUS.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II.