Filing Details
- Accession Number:
- 0001181431-11-028367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 19:51:10
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 19:51:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407937 | Mark Rabinowitz | 1840 Century Park East Los Angeles CA 90067 | Corp. Vp & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-06 | 3,281 | $43.08 | 40,258 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 3,281 | $64.85 | 36,977 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 4,375 | $47.99 | 41,352 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 4,375 | $64.80 | 36,977 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 5,445 | $41.14 | 42,422 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 5,445 | $64.77 | 36,977 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 2,296 | $52.48 | 39,273 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 2,296 | $64.90 | 36,977 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-06 | 3,281 | $43.08 | 3,281 | $43.08 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-06 | 4,375 | $47.99 | 4,375 | $47.99 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-06 | 5,445 | $41.14 | 5,445 | $41.14 |
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-05-06 | 2,296 | $52.48 | 2,296 | $52.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-08-20 | 2013-08-20 | No | 4 | M | Direct |
0 | 2005-06-14 | 2014-06-14 | No | 4 | M | Direct |
2,724 | 2010-02-17 | 2016-02-17 | No | 4 | M | Direct |
0 | 2003-08-20 | 2012-08-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 801 | Indirect | See footnote |
Footnotes
- Total amount includes 10,855 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; and 12,979 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12. Grants awarded pursuant to Rule 16b-3(d).
- Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of April 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- Represents the weighted average sale price of $64.85 rounded to the nearest hundredths. The highest price at which the shares sold was $64.874 and the lowest price at which the shares sold was $64.842.
- Represents the weighted average sale price of $64.80 rounded to the nearest hundredths. The highest price at which the shares sold was $64.835 and the lowest price at which the shares sold was $64.791.
- Represents the weighted average sale price of $64.77 rounded to the nearest hundredths. The highest price at which the shares sold was $64.822 and the lowest price at which the shares sold was $64.751.
- Represents the weighted average sale price of $64.90 rounded to the nearest hundredths. The highest price at which the shares sold was $64.911 and the lowest price at which the shares sold was $64.872.
- Date option was first exercisable. There are no remaining options following this exercise.
- This option was first exercisable on 2/17/10 and it has one remaining annual installment equal to one-third (33%) of the original grant, vesting on 2/17/12.