Filing Details

Accession Number:
0001181431-11-028367
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-09 19:51:10
Reporting Period:
2011-05-06
Filing Date:
2011-05-09
Accepted Time:
2011-05-09 19:51:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407937 Mark Rabinowitz 1840 Century Park East
Los Angeles CA 90067
Corp. Vp & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 3,281 $43.08 40,258 No 4 M Direct
Common Stock Disposition 2011-05-06 3,281 $64.85 36,977 No 4 S Direct
Common Stock Acquisiton 2011-05-06 4,375 $47.99 41,352 No 4 M Direct
Common Stock Disposition 2011-05-06 4,375 $64.80 36,977 No 4 S Direct
Common Stock Acquisiton 2011-05-06 5,445 $41.14 42,422 No 4 M Direct
Common Stock Disposition 2011-05-06 5,445 $64.77 36,977 No 4 S Direct
Common Stock Acquisiton 2011-05-06 2,296 $52.48 39,273 No 4 M Direct
Common Stock Disposition 2011-05-06 2,296 $64.90 36,977 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-06 3,281 $43.08 3,281 $43.08
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-06 4,375 $47.99 4,375 $47.99
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-06 5,445 $41.14 5,445 $41.14
Common Stock Stock Option (Right-to-Buy) Disposition 2011-05-06 2,296 $52.48 2,296 $52.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-08-20 2013-08-20 No 4 M Direct
0 2005-06-14 2014-06-14 No 4 M Direct
2,724 2010-02-17 2016-02-17 No 4 M Direct
0 2003-08-20 2012-08-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 801 Indirect See footnote
Footnotes
  1. Total amount includes 10,855 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; and 12,979 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12. Grants awarded pursuant to Rule 16b-3(d).
  2. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of April 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  3. Represents the weighted average sale price of $64.85 rounded to the nearest hundredths. The highest price at which the shares sold was $64.874 and the lowest price at which the shares sold was $64.842.
  4. Represents the weighted average sale price of $64.80 rounded to the nearest hundredths. The highest price at which the shares sold was $64.835 and the lowest price at which the shares sold was $64.791.
  5. Represents the weighted average sale price of $64.77 rounded to the nearest hundredths. The highest price at which the shares sold was $64.822 and the lowest price at which the shares sold was $64.751.
  6. Represents the weighted average sale price of $64.90 rounded to the nearest hundredths. The highest price at which the shares sold was $64.911 and the lowest price at which the shares sold was $64.872.
  7. Date option was first exercisable. There are no remaining options following this exercise.
  8. This option was first exercisable on 2/17/10 and it has one remaining annual installment equal to one-third (33%) of the original grant, vesting on 2/17/12.