Filing Details
- Accession Number:
- 0001246360-11-002426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 19:39:29
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 19:39:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188789 | S William Ayer | 19300 International Blvd Seattle WA 98188 | Chair, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-05 | 4,400 | $0.00 | 33,612 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 12,825 | $27.56 | 46,437 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 12,825 | $69.00 | 33,612 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-05-06 | 12,825 | $0.00 | 12,825 | $27.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,650 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 69 | Indirect | ESOP TRUST |
Restricted Stock Unit | 85,413 | Direct |
Footnotes
- SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NO LONGER SUBJECT TO FORFEITURE.
- OPTIONS VEST IN FOUR EQUAL ANNUAL INSTALLMENTS; REMAINING OPTIONS VEST AS FOLLOWS -- 12,825 ON 01/29/2012 AND 12,825 ON 01/29/2013.